Broker-Dealers

Our technology enables broker-dealers to streamline their managed accounts businesses and enable scalable growth. Benefit from automated trading, reporting, and billing tools that reduce manual work and compliance risk while maintaining full oversight and visibility into advisor activity.

Enhancing Product Access and Compliance for Broker-Dealers

SMArtX Advisory Services has helped countless broker-dealers manage product distribution, advisor oversight, and compliance through intuitive, customizable technology.

Technology

Our user-friendly technology expands your managed accounts operations in as little as one day. Benefit from a ready-to-use interface that provides full functionality for executing trades, comparing portfolio models, rebalancing portfolios, generating proposals, and much more.

Integrations

SMArtX and SMArtY integrate seamlessly into your existing tech stack. Our developer-friendly APIs make it easy to integrate SMArtX into your CRM, reporting tools, custodial platforms, and internal systems. Choose the specific web components you want to incorporate, or roll out the entire platform; the choice is yours.

Our Products for Broker-Dealers

Broker-dealers gain access to the full features and functionality of both the SMArtX and SMArtY platforms.

SMArtX

SMArtX is your comprehensive platform for streamlining trading, performance monitoring, and billing. Our advanced UMA account structure and sleeve-level performance tracking give broker-dealers full visibility into advisor activity. With our open architecture, broker-dealers can attract and retain advisors by offering a robust investment lineup free from proprietary restrictions.

SMArtY

SMArtY is our new manager-sponsored platform built for smarter portfolio management. This technology combines access to world-class asset managers with the power of SMArtX’s UMA technology and industry-leading tools. With SMArtY, broker-dealers can outsource their investment management to advisors and free up time to focus on strengthening client relationships.

How We Help Broker-Dealers

At SMArtX, our technology does the heavy lifting for broker-dealers looking to scale their operations and enhance client offerings. We help broker-dealers with the following essential tasks.

Product Access

Offer a competitive, diversified selection of professionally managed investment strategies. SMArtX and SMArtY give you access to 1,500+ strategies from 325+ asset managers in a single platform.

Compliance Infrastructure

All investment products are offered under consistent operational and supervisory standards and within a fully compliant infrastructure, aiding regulatory oversight for broker-dealers.

Advisor Productivity

SMArtX and SMArtY help broker-dealers remove operational barriers and allow advisors to focus more attention on clients and growth. Streamlined account setup and trading, simplified billing and fee management, and integrated compliance tools are just a few of the features that boost productivity.